U.S. FDA Drugs: Establishment Registration, Drug Listing, and Labeling Review

U.S. FDA drug compliance should not be reduced to one registration number. A company should first confirm whether the product is a drug, then review establishment registration, drug listing, NDC, labeling files, manufacturing-quality records, and import records according to the applicable prescription, OTC, generic, new-drug, or other pathway.

Pre-Export Checklist

ItemReview focusCommon risk
Product statusConfirm whether ingredients, intended use, or listing claims make the product a drugFunctional wording is written as disease treatment or prevention wording
Establishment registrationReview roles such as manufacturer, repacker, and relabelerActual manufacturer, brand owner, and listing records do not match
Drug listing and NDCConfirm listing data, package sizes, label version, and NDC recordsListing data covers an old package or old formula instead of the current SKU
Market pathwayAssess records by prescription, OTC, generic, new-drug, or other applicable pathwayEstablishment registration or drug listing is presented as FDA approval
Labels and advertising wordingReview indications, directions, warnings, ingredients, and claim boundariesE-commerce claims exceed label and pathway records

Claim Boundaries

  • Establishment registration and drug listing should not be presented as official endorsement of product efficacy, safety, or quality.
  • After formula, label, package size, manufacturing site, or brand-relationship changes, drug listing records should be reviewed again.
  • OTC drugs should be reviewed against the applicable monograph or other pathway; prescription and new-drug pathways need separate assessment.
  • Customer-facing pages should avoid wording that could be misunderstood as official endorsement.

Green Ark's Recommendation

Green Ark (Shenzhen) Certification Co., Ltd. recommends building a matrix that links product status, establishment role, drug listing, label version, market pathway, and import records. FDA-related information is suitable for customer-facing materials only when pathway, label, and sales version are consistent.